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Certified Basel ii Professional (CBiiPro)
Certified Pillar 2 Expert
Certified Pillar 3 Expert
Certified Stress Testing Expert (CSTE)
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Distance Learning and Online Certification Program - Certified Basel ii Professional (CBiiPro)
Distance Learning and Online Certification Program - Certified Pillar 2 Expert (CP2E)
Distance Learning and Online Certification Program - Certified Pillar 3 Expert (CP3E)
Distance Learning and Online Certification Program - Certified Stress Testing Expert (CSTE)
 
 
The Financial Conglomerates Directive
from the Basel ii Compliance Professionals Association (BCPA)
the largest Association of Sarbanes Oxley professionals in the world
 
Article 7
Risk concentration
 
1. Without prejudice to the sectoral rules, supplementary supervision of the risk concentration of regulated entities in a financial conglomerate shall be exercised in accordance with the rules laid down in Article 9(2) to (4), in Section 3 of this Chapter and in Annex II.
 
2. The Member States shall require regulated entities or mixed financial holding companies to report on a regular basis and at least annually to the coordinator any significant risk concentration at the level of the financial conglomerate, in accordance with the rules laid down in this Article and in Annex II.
 
The necessary information shall be submitted to the coordinator by the regulated entity within the meaning of Article 1 which is at the head of the financial conglomerate or, where the financial conglomerate is not headed by a regulated entity within the meaning of Article 1, by the mixed financial holding company or by the regulated entity in the financial conglomerate identified by the coordinator after consultation with the other relevant competent authorities and with the financial conglomerate.
 
These risk concentrations shall be subject to supervisory overview by the coordinator in accordance with Section 3.
 
3. Pending further coordination of Community legislation, Member States may set quantitative limits or allow their competent authorities to set quantitative limits, or take other supervisory measures which would achieve the objectives of supplementary supervision, with regard to any risk concentration at the level of a financial conglomerate.
 
4. Where a financial conglomerate is headed by a mixed financial holding company, the sectoral rules regarding risk concentration of the most important financial sector in the financial conglomerate, if any, shall apply to that sector as a whole, including the mixed financial holding company.
 

 
Certified Basel ii Professional (CBiiPro) - Distance Learning and Online Certification Program

The Cost: US$ 297
What is included in this price:

A. The official presentations we use in our instructor-led classes (1880 slides)

B. Up to 3 Online Exams
There is only one exam you need to pass, in order to become a Certified Basel ii Professional (CBiiPro). If you fail, you must study again the official presentations, but you do not need to spend money to try again. Up to 3 exams are included in the price.

To learn more you may visit:
www.basel-ii-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf

www.basel-ii-association.com/Certification_Steps_CBiiPro.pdf

C. Personalized Membership Certificate printed in full colour.
Processing, printing, packing and posting to your office or home

To start is easy. We will follow the steps described at:
www.basel-ii-association.com/Distance_Learning_Online_Certification.htm
 

MORE INFORMATION ABOUT THE OFFICIAL PRESENTATIONS


We will send you 3 emails.

The first email (704 slides) covers all the presentations that are needed for the CBiiPro Exam. All the questions of the exam are based on these slides.

You can find the course synopsis at:
www.basel-ii-association.com/Certified_Basel_ii_Professional.htm

We also cover the Enhancements to the Basel II framework, July 2009, Supplemental Pillar 2 Guidance
(Supervisory Review Process) from the Bank for International Settlements

The second and the third emails cover the implementation of the Basel ii framework in the United States of America and the European Economic Area. There presentations are especially important for professionals working in multinational or large financial organizations.

These presentations are:

- Basel II in the United States of America (235 slides)

- The Capital Requirements Directive of the European Union (426 slides)

The Capital Requirements Directive (CRD) is the common framework for the implementation of Basel ii in European Union.

If you understand the Capital Requirements Directive (CRD), you can work not only for the implementation of the Basel ii framework in the 27 countries of the European Union, but also around the world for multinational banks and financial organizations with European operations.

The presentations not only cover the European directives, but also include topics like: Hedge Funds and the Capital Requirements Directive, Securitization and the Capital Requirements Directive.

- Regulatory Arbitrage after Basel ii (233 slides)

- The Financial Conglomerates Directive (183 slides)

QUESTION:
Why in a Basel ii certification program we need to understand the Financial Conglomerates Directive?

ANSWER:

Because we have a very different Basel ii implementation in each of the following structures:
A. The bank is the regulated entity at the head of the group
B. The bank is under a mixed financial holding company (MFHC)
C. The bank is under a financial holding company (FHC)
D. The bank is under an insurance holding company (IHC)

Only the first 704 slides (first email), that cover the Basel ii principles, are needed for the exam.
 
 
To find more:
www.basel-ii-association.com/Distance_Learning_Online_Certification.htm