 |
 | ||||||
|
|||||||
 |
| European Union - Financial Conglomerates Directive DIRECTIVE 2002/87/EC Preamble CHAPTER I: OBJECTIVE AND DEFINITIONS Article 1 Objective Article 2 Definitions Article 3 Thresholds for identifying a financial conglomerate Article 4 Identifying a financial conglomerate CHAPTER II: SUPPLEMENTARY SUPERVISION SECTION 1: SCOPE Article 5 Scope of supplementary supervision of regulated entities referred to in Article 1 SECTION 2: FINANCIAL POSITION Article 6 Capital adequacy Article 7 Risk concentration Article 8 Intra-group transactions Article 9 Internal control mechanisms and risk management processes SECTION 3: MEASURES TO FACILITATE SUPPLEMENTARY SUPERVISION Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator) Article 11 Tasks of the coordinator Article 12 Cooperation and exchange of information between competent authorities Article 13 Management body of mixed financial holding companies Article 14 Access to information Article 15 Verification Article 16 Enforcement measures Article 17 Additional powers of the competent authorities SECTION 4: THIRD COUNTRIES Article 18 Parent undertakings outside the Community Article 19 Cooperation with third-country competent authorities CHAPTER III: POWERS CONFERRED ON THE COMMISSION AND COMMITTEE PROCEDURE Article 20 Powers conferred on the Commission Article 21 Committee CHAPTER IV: AMENDMENTS TO EXISTING DIRECTIVES Article 22 Amendments to Directive 73/239/EEC Article 23 Amendments to Directive 79/267/EEC Article 24 Amendments to Directive 92/49/EEC Article 25 Amendments to Directive 92/96/EEC Article 26 Amendments to Directive 93/6/EEC Article 27 Amendments to Directive 93/22/EEC Article 28 Amendments to Directive 98/78/EC Article 29 Amendments to Directive 2000/12/EC CHAPTER V: ASSET MANAGEMENT COMPANIES Article 30 Asset management companies Article 31 Report by the Commission Article 32 Transposition Article 33 Entry into force ANNEX I: CAPITAL ADEQUACY ANNEX II: TECHNICAL APPLICATION OF THE PROVISIONS ON INTRA-GROUP TRANSACTIONS AND RISK CONCENTRATION |
|
|
