Member Benefits Certified Basel ii Professional (CBiiPro) Certified Pillar 2 Expert Certified Pillar 3 Expert Certified Stress Testing Expert (CSTE) Contact Us

Distance Learning and Online Certification Program - Certified Basel ii Professional (CBiiPro) Distance Learning and Online Certification Program - Certified Pillar 2 Expert (CP2E) Distance Learning and Online Certification Program - Certified Pillar 3 Expert (CP3E) Distance Learning and Online Certification Program - Certified Stress Testing Expert (CSTE)     The Financial Conglomerates Directive from the Basel ii Compliance Professionals Association (BCPA) the largest Association of Sarbanes Oxley professionals in the world   DIRECTIVE 2002/87/EC     CHAPTER I: OBJECTIVE AND DEFINITIONS   Article 1 Objective   Article 2 Definitions   Article 3 Thresholds for identifying a financial conglomerate   Article 4 Identifying a financial conglomerate   CHAPTER II: SUPPLEMENTARY SUPERVISION SECTION 1: SCOPE   Article 5 Scope of supplementary supervision of regulated entities referred to in Article 1   SECTION 2: FINANCIAL POSITION   Article 6 Capital adequacy   Article 7 Risk concentration   Article 8 Intra-group transactions   Article 9 Internal control mechanisms and risk management processes   SECTION 3: MEASURES TO FACILITATE SUPPLEMENTARY SUPERVISION   Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator)   Article 11 Tasks of the coordinator   Article 12 Cooperation and exchange of information between competent authorities   Article 13 Management body of mixed financial holding companies   Article 14 Access to information   Article 15 Verification   Article 16 Enforcement measures   Article 17 Additional powers of the competent authorities   SECTION 4: THIRD COUNTRIES   Article 18 Parent undertakings outside the Community   Article 19 Cooperation with third-country competent authorities    CHAPTER III: POWERS CONFERRED ON THE COMMISSION AND COMMITTEE PROCEDURE   Article 20 Powers conferred on the Commission   Article 21 Committee   CHAPTER IV: AMENDMENTS TO EXISTING DIRECTIVES   Article 22 Amendments to Directive 73/239/EEC   Article 23 Amendments to Directive 79/267/EEC   Article 24 Amendments to Directive 92/49/EEC   Article 25 Amendments to Directive 92/96/EEC   Article 26 Amendments to Directive 93/6/EEC   Article 27 Amendments to Directive 93/22/EEC   Article 28 Amendments to Directive 98/78/EC   Article 29 Amendments to Directive 2000/12/EC    CHAPTER V: ASSET MANAGEMENT COMPANIES   Article 30 Asset management companies   Article 31 Report by the Commission   Article 32 Transposition   Article 33 Entry into force